Bradley Earl Baumgartner

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Lpl Financial Llc
  Fort Lauderdale, FL
• 06/2012 → Present
  Stratos Wealth Partners, Ltd
  Fort Lauderdale, FL

Previous Registrations

• 2004-04-15 → 2012-06-07
  Valic Financial Advisors, Inc.
  Boca Raton, FL
  Miami, FL

Other Businesses

1. 05/31/2012 - STRATOS WEALTH PARTNERS, LTD/ NON-VARIALBE INSURANCE DBA/ 100%/ HOLLYWOOD, FL 2. 05/31/2012 - STRATOS WEALTH PARTNERS, LTD/ DBA ONLY/ HOLLYWOOD, FL. 3. 6/11/2012 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/2012 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 05/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 5/12/2012 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.

Exams

• S66 Uniform Combined State Law Examination
  2004-04-09
• S65 Uniform Investment Adviser Law Examination
  1994-05-09
• S63 Uniform Securities Agent State Law Examination
  1989-10-16

Other Names

• Bradley Earl Baumbartner
• Brad Earl Baumgartner