Michael Thomas Genovese

Current Employers

Employment History

• 11/1989 → 01/2021
  Royal Alliance Associates, Inc.
  Sacramento, CA
• 04/1990 → 01/2021
  Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Inc
  Sacramento, CA
• 04/2012 → 01/2021
  Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc
  Sacramento, CA
• 01/2021 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 04/2021 → Present
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2007-12-07 → 2021-03-31
  Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc
  Sacramento, CA
• 1997-07-08 → 2017-06-20
  Osaic Wealth, Inc.
  Sacramento, CA
  Roseville, CA

Other Businesses

1) Name: Crocker Art Museum Association and Foundation Investment-Related: No. Address: 300 P Street, Sacramento, CA 95814 Nature: non-profit board that supports our local art museum Position/Title: volunteer, Member of Board Start: 01/01/1998 Hours/Month: 8 Hours during Market Hours: 4 Duties: service on finance committee of the Association and the Investment Committee of the Foundation 2) Name: Mike Genovese Investment-Related: No. Address: private residence Nature: commercial property Position/Title: Owner/Manager Start: 01/01/1998 Hours/Month: 8 Hours during Market Hours: 4 Duties: Property Management. Various commercial real estate holding held in entities MDL Properties, GBB Investment Properties, LLC., Gold Cadillac Properties, LLC. etc. 3) Name: Mercy Foundation Investment-Related: No. Address: 3400 Data Drive, Rancho Cordova, CA 95670 Nature: non-profit supporting Sisters of Mercy in the Sacramento Region Position/Title: Board Director, Volunteer Start: 12/31/1994 Hours/Month: 8 Hours during Market Hours: 4 Duties: serve on the executive committee 4) Name: Poor Reds, LLC Investment-Related: No. Address: 6221 Pleasant Valley Road, El Dorado, CA 95623 Nature: bar and restaurant Position/Title: Managing Member Start: 04/30/2016 Hours/Month: 2 Hours during Market Hours: 0 Duties: not involved in daily management or operation

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-04-09

Designations