Michael Terry Hofmann

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Lpl Financial Llc
  Florence, AL

Previous Registrations

• 2014-07-31 → 2015-05-15
  Wells Fargo Advisors Financial Network, Llc
  Gulf Shores, AL
• 2005-08-31 → 2014-08-04
  Lpl Financial Llc
  Orange Beach, AL
• 2001-12-07 → 2005-08-29
  Morgan Stanley Dw Inc.
  Huntsville, AL

Other Businesses

1.06/20/2016; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Hofmann Group; Investment Related; at Reported Business Location(s); Start Date 05/15/2015; 160hrs/mth; 120hrs during trading 2.08/24/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Schadel Financial Group; Investment Related; at Reported Business Location(s); Start Date 08/21/2026; 160hrs/mth; 160hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-06
• S63 Uniform Securities Agent State Law Examination
  1981-04-14