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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-09 |
| MO | RA | APPROVED | 2010-11-18 |
Branch Locations
2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Frontenac | MO | 10/2010 | Present |
1. Vicious Circle; 2336 Chemin Ave St Charles MO 63017; Inv Club; Member; 1/10/83; 1 hour per month; not during securities trading hours; Inv Related 2. Semper Fi Society of St. Louis; Po Box 1734 Ballwin MO 63011; non profit supporting the Marine Corps, primarily Toys For Tots and Gold Star Family Luncheon; President; Preside over meetings and appoint members to committees to achieve goals of the organization; 12/01/2014; 5.00 Hour(s) Per Month; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1979-09-28 |
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