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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2011-07-21
  • IA RA
    APPROVED
    Since 2011-07-21

Branch Locations

1245 Jordan Creek Pkwy Suite 200, W Des Moines, IA 50266 • United States

Clive, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jasper Co. Savings Bank Newton IA 09/1982 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 02/1984 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2017 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PROFESSIONAL FINANCIAL PLANNING, INC, 13177 CEDARWOOD AVE, DES MOINES IA. THIS IS A "SHELL COMPANY" USED FOR ACCOUNTING PURPOSES. 3. REAL ESTATE, FARMLAND, OWNER, INVESTMENT PROPERTY, START DATE: 8/27/2002, OWNER OF FARMLAND

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-18
  • S63 Uniform Securities Agent State Law Examination
    1998-05-18
Designations

View on SEC IAPD

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