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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2009-02-20
  • IA RA
    APPROVED
    Since 2009-02-20

Branch Locations

1245 Jordan Creek Pkwy Suite 200, W Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutuallife Insurance Company Milwaukee WI 06/2000 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 06/2000 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2010 Present
  • 06/2000 → Present
    Northwestern Mutuallife Insurance Company
    Milwaukee, WI
  • 06/2000 → Present
    Milwaukee, WI
  • 05/2010 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1-MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2- 100% OWNER, KURT R. BOGSETH, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 2/15/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+; ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-19
S63 Uniform Securities Agent State Law Examination 2000-10-18
  • S65 Uniform Investment Adviser Law Examination
    2009-02-19
  • S63 Uniform Securities Agent State Law Examination
    2000-10-18

View on SEC IAPD

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