Phillip John Johnson

Current Employers

Employment History

• 10/1989 → 01/2017
  Johnson Financial Services
  Mason City, IA
• 11/2011 → 01/2017
  Woodbury Financial Services, Inc
  Mason City, IA
• 01/2017 → 03/2020
  Ameriprise Financial Services Inc
  Mason City, IA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Mason City, IA

Previous Registrations

• 2011-11-21 → 2017-02-02
  Woodbury Financial Services, Inc.
  Mason City, IA
  Mason City, IA
  Cedar Falls, IA
  Ankeny, IA
  Oakdale, MN
  Ankeny, IA
  Cedar Falls, IA
• 2006-04-04 → 2011-11-23
  Voya Financial Advisors, Inc.
  Ankeny, IA
  Cedar Rapids, IA
  Cedar Rapids, IA
  Mason City, IA
• 2003-09-23 → 2006-03-17
  Park Avenue Securities Llc
  Mason City, IA

Other Businesses

Real Estate Ownership; Commercial; 114 West 4th St, , Cedar Falls, IA, 50613; Not Investment-Related; 06/27/2014. Independent Insurance Brokering; Guardian Life Insurance Company; 08/01/2012; . Business Ownership; PJ42LLC; ; This LLC owns the building where a registered Ameriprise office is located.; 103 E. State St. Ste 300, Mason City, Iowa 50401, ,; Not Investment-Related; 05/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Johnson Financial Services; paying bills, deposit commission checks; Ameriprise advisory practice support; 103 E State St STE 300, , Mason City, IA, 50401; Investment-Related; 10/01/1987; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Trustee. Outside Employment; Johnson Financial Services; President - paying bills, deposit commission checks; ; 103 E State St STE 300, , Mason City, IA, 50401; Investment-Related; 10/01/1987; 1 to 9 hours per month; 0 during trading hours / Momentum Partners, LLC; Member; Receiving income from entity Momentum Partners, LLC; 11819 Miracle Hills Dr STE 101, , Omaha, NE, 68154; Investment-Related; 05/27/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Panthers of the Past; fund-raiser for UNI mens basketball program - non profit; McLeod Center UNI, ,; ; 08/01/2006; 1 to 9 hours per month; 1 to 9 during trading hours / Mason City High School Athletic Hall of fame; honoring and recognition of former athletes; 1515 S. Pennsylvania Ave, Mason City, Iowa 50401, ,; ; 08/26/2013; 1 to 9 hours per month; 1 to 9 during trading hours / Alumni Letter Winners Club; I have been asked to be chairperson of the Alumni Letter Winners Club at Mason City High School. Past alumni who have been awarded a varsity letter(s) are eligible to join the Club. They would pay an annual membership fee with all checks made out to Mason City Community Schools fbo Alumni Letter Winners Club. All members will receive a very attractive plaque with their name, year of graduation, sport(s) they lettered in as well as the number of times they lettered in each sport. They also would receive a personalized Alumni Letter Winners plaque. As chairperson, my role solely is to promote this to former athletes of Mason City High School. All checks and expenses are run through the athletic department at the high school. I have no input as to how the money is spent. Ameriprise is not mentioned or involved in this endeavor in any way. This is a volunteer position, I do not get paid for it.; 1700 4th Street SE, , Mason City, IA, 50401; Not Investment-Related; 11/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Let's Light 'em Up; President and Athletic Director at North Iowa Area Community College have asked me to be chairperson of The Future Is Here capital campaign. It involves contacting individuals and businesses in the hopes of raising money for new artificial turf for baseball and softball on the campus. I would not be compensated for this position, and all checks would be made payable to the NIACC Foundation.; 1500 College Drive, , Mason City, IA, 50401; Not Investment-Related; 12/10/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-09-08
• S63 Uniform Securities Agent State Law Examination
  1979-08-23

Other Names

• Phil Johnson
• Phil Johnson