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Current Employers
Landolt Securities, Inc.

900 North Shore Drive Suite 279, Lake Bluff, IL 60044 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
NC RA APPROVED 2023-02-06
WY RA APPROVED 2023-02-06
IL RA APPROVED 2010-04-19
  • WI RA
    APPROVED
    Since 2025-01-01
  • NC RA
    APPROVED
    Since 2023-02-06
  • WY RA
    APPROVED
    Since 2023-02-06
  • IL RA
    APPROVED
    Since 2010-04-19

Branch Locations

900 North Shore Drive Suite 279, Lake Bluff, IL 60044 • United States

Tryon, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Landolt Securities, Inc. Lake Bluff IL 11/2009 Present
Previous Registrations
Other Businesses

NAME: TURNER TRADING LLC IT IS ADMINISTRATIVE AND NON-INVESTMENT DECISION MAKING. ADDRESS: 270 E. WESTMINISTER, LAKE FOREST, IL 60045. THE NATURE OF THE BUSINESS IS TO HELP THE OLD BAILEY COMPANY WITH THE ADMINISTRATIVE ASPECTS OF THEIR BUSINESS. POSITION IS AS AN INDEPENDANT CONTRACTOR. THE COMPENSATION ASPECT OF THE RELATIONSHIP BEGAN 03/31/2010. HOURS/MONTH ARE 20-40 WITH NO HOURS DEVOTED DURING TRADING HOURS. DUTIES INCLUDE: ASSISTANCE WITH THE TAX RELATED DOCUMENTATION AND RECORD KEEPING, BACK-UP PHONE SUPPORT, REGULAR EVALUATIONS OF CUSTOMER SECURITIES ACCOUNT POSITIONS TO ENSURE PROPER PERCENTAGE ALLOCATIONS ARE IN PLACE. REGULAR FOLLOW-UP AND REVIEW OF ALL ACCOUNT ACTIVITY TO ENSURE INCOMING AND OUTGOING CASH AND SECURITIES ARE PROPERLY AND ACCURATELY RECORDED. ANY OTHER NON-INVESTMENT DECISION RELATED ACTIVITIES. I am co-trustee for 5 family accounts (Dorothy F Mcmillan Art V, Dorothy F Mcmillan Art VI, Emily Rolfs, Edward Blackwell, Reed Turner Rolfs)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-14
S63 Uniform Securities Agent State Law Examination 1979-07-23
  • S65 Uniform Investment Adviser Law Examination
    1999-01-14
  • S63 Uniform Securities Agent State Law Examination
    1979-07-23
Other Names
  • Sandy Turner

View on SEC IAPD

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