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900 North Shore Drive Suite 279, Lake Bluff, IL 60044 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
| NC | RA | APPROVED | 2023-02-06 |
| WY | RA | APPROVED | 2023-02-06 |
| IL | RA | APPROVED | 2010-04-19 |
Branch Locations
900 North Shore Drive Suite 279, Lake Bluff, IL 60044 • United States
Tryon, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Landolt Securities, Inc. | Lake Bluff | IL | 11/2009 | Present |
NAME: TURNER TRADING LLC IT IS ADMINISTRATIVE AND NON-INVESTMENT DECISION MAKING. ADDRESS: 270 E. WESTMINISTER, LAKE FOREST, IL 60045. THE NATURE OF THE BUSINESS IS TO HELP THE OLD BAILEY COMPANY WITH THE ADMINISTRATIVE ASPECTS OF THEIR BUSINESS. POSITION IS AS AN INDEPENDANT CONTRACTOR. THE COMPENSATION ASPECT OF THE RELATIONSHIP BEGAN 03/31/2010. HOURS/MONTH ARE 20-40 WITH NO HOURS DEVOTED DURING TRADING HOURS. DUTIES INCLUDE: ASSISTANCE WITH THE TAX RELATED DOCUMENTATION AND RECORD KEEPING, BACK-UP PHONE SUPPORT, REGULAR EVALUATIONS OF CUSTOMER SECURITIES ACCOUNT POSITIONS TO ENSURE PROPER PERCENTAGE ALLOCATIONS ARE IN PLACE. REGULAR FOLLOW-UP AND REVIEW OF ALL ACCOUNT ACTIVITY TO ENSURE INCOMING AND OUTGOING CASH AND SECURITIES ARE PROPERLY AND ACCURATELY RECORDED. ANY OTHER NON-INVESTMENT DECISION RELATED ACTIVITIES. I am co-trustee for 5 family accounts (Dorothy F Mcmillan Art V, Dorothy F Mcmillan Art VI, Emily Rolfs, Edward Blackwell, Reed Turner Rolfs)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1979-07-23 |
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