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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-05-21 |
Branch Locations
2715 Ashton Drive Suite 102, Wilmington, NC 28412 • United States
2715 Ashton Drive Suite 106, Wilmington, NC 28412 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 04/2012 | Present |
| Sterling Wealth Management, Llc | Wilmington | NC | 04/2012 | Present |
1. Fixed insurance sales, as of 01/01/2010, 0% of time spent during business hours, conducted at branch, investment related. 2. Owner, Sterling Wealth Management, LLC, a private entity created for operating securities business, as of 10/01/2024, 98% of time spent during business hours, conducted at branch, investment related. 3. Owner, RWB III LLC, private entity holding company for interest in Sterling Wealth Management, LLC, as of 04/20/2012, 2% of time spent during business hours, conducted at branch, investment related. 4. Co-Owner, BCB Farm LLC, family farm real estate holding company and providing accounting and tax preparation services, as of 03/01/2016, 1% of time spent during business hours, not conducted at branch, non-investment related. 5. Owner, Third & Grace, LLC, a private entity est. as a real estate holding company; as of 12/06/00; less than 1% time spent during business hours; conducted at branch; not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-24 |
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