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George Eliot Friedman

Stifel, Nicolaus & Company, Incorporated

Sarasota, FL

Brookfield, WI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-31
FL RA APPROVED 2012-02-01
WI RA APPROVED 2000-08-25
  • TX RA
    APPROVED_RES
    Since 2019-07-31
  • FL RA
    APPROVED
    Since 2012-02-01
  • WI RA
    APPROVED
    Since 2000-08-25

Branch Locations

2 North Tamiami Trail, Sarasota, FL 34236 • United States

18000 West Sarah Lane Suite 180, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Co., Inc. Milwaukee WI 08/2000 Present
  • 08/2000 → Present
    Stifel, Nicolaus & Co., Inc.
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-25
S63 Uniform Securities Agent State Law Examination 1979-06-21
  • S65 Uniform Investment Adviser Law Examination
    2006-07-25
  • S63 Uniform Securities Agent State Law Examination
    1979-06-21

View on SEC IAPD

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