R. Bruce Kramer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-07-23

MI RA
APPROVED

Since 2010-07-23

Branch Locations

Birmingham, MI • United States

7 W Square Lake Rd, Bloomfield Hills, MI 48302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Birmingham	MI	05/2010	Present

05/2010 → Present

Lpl Financial Llc

Birmingham, MI

Other Businesses

1. 1/9/2018 - Bruce Kramer Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/25/2017 - 160 Hours Per Month/6 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-23
S63	Uniform Securities Agent State Law Examination	1982-02-03

S66 Uniform Combined State Law Examination

2007-07-23
S63 Uniform Securities Agent State Law Examination

1982-02-03

Other Names

Russell Bruce Kramer
R Bruce Kramer
Bruce R Kramer

View on SEC IAPD