Debra Lynn Nelson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  Lpl Financial Llc
  Mt. Pleasant, SC

Previous Registrations

• 2014-04-21 → 2016-07-14
  Maryland Financial Group, Inc.
  Mt.PLeasant, SC
  Rockville, MD
  Mt Pleasant, SC
• 2011-08-16 → 2014-04-07
  Msi Financial Services, Inc.
  Charleston, SC
  Mt. Pleasant, SC
• 2008-08-22 → 2011-08-15
  Lpl Financial Llc
  Charleston, SC
  San Diego, CA
  Mt Pleasant, SC
• 2007-09-27 → 2008-08-05
  Onyx Wealth Advisors, Inc.
  Dallas, TX
• 2005-01-05 → 2007-10-04
  Voya Financial Advisors, Inc.
  Charleston, SC

Other Businesses

1. 04/01/2014 - Non-Variable Insurance - INV REL - Agent - Product Sales. Term and Permanent Life Insurance, LTC Insurance 2. 08/14/2015 - Debra L. Nelson - INV REL - 133 Jakes Lane Mt Pleasant SC 29464 - Tax Prep/Accounting/CPA - START 08/01/2015 - 5 HOURS PER MONTH, 0 DURING TRADING - I assist clients in organizing their tax records and organizer to facilitate the preparation of their tax returns by their Tax Professional and or an Accountant or CPA that I have an ongoing relationship. I prepare under 10 Tax Returns annually. 3. 10/05/2015 - Debra L. Nelson - NOT NV REL - 210 Wingo Way Suite 300 Mt Pleasant SC 29464 - Notary - START 12/08/2008 - NO TIME SPENT 4. 10/21/2015 - Charleston Financial Planning Consultants - INV REL - 133 Jakes Lane Mt. Pleasant SC 29464 - DBA for LPL Business (entity for LPL business) - 160 HOURS PER MONTH, 6 DURING TRADING - Investment and Planning Solutions, Notary, Tax and accounting services. Fixed Life LTC and Disability Insurance. 5. 06/12/2023 - Charleston Financial Planning Consultants - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 03/12/2019 - 5 Hours Per Month/ 0 Hours During Securities Trading 6. 07/03/2024 - DNPlans - Other - Business Owner - Life Coach - Not Investment - Home Based/ Virtual - Start Date 06/01/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-08-22

Designations

• Certified Financial Planner

Other Names

• Debra Doyle Nelson
• Debra L Nelson
• Debra L Doyle
• Debra Lynn Nelson
• Debra Lynn Nelson
• Debra Lynn Nelson, Cfp