Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-23 |
| UT | RA | APPROVED | 2012-10-16 |
| HI | RA | APPROVED | 2009-01-02 |
| TX | RA | APPROVED | 2009-01-02 |
Branch Locations
1160 Battery St Fl 1 E, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Honolulu | HI | 01/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Honolulu | HI | 01/2009 | Present |
(1)Name of Business: Address: 1948 alaeloa st, honolulu, HI, 96821, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/27/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: i am a board member that helps to make decisions regarding the up keep of the building (2)Name of Business: elevon wealth management Address: 1948 alaeloa street, honolulu, HI, 96821, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/21/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: financial advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1981-02-20 |
Reach out to this advisor