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Gerald Eugene Gasber

Gasber Financial Advisors, Inc

Folsom, CA

CRD 865663

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Employer firm

Gasber Financial Advisors, Inc CRD 157329

$178M regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Gasber Financial Advisors, Inc

81 Blue Ravine Road Suite 250, Folsom, CA 95630-4157 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-02-27
CA RA APPROVED 2012-02-10
  • TX RA
    APPROVED_RES
    Since 2012-02-27
  • CA RA
    APPROVED
    Since 2012-02-10

Branch Locations

81 Blue Ravine Road Suite 250, Folsom, CA 95630-4157 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Gasber Financial Advisors, Inc. Folsom CA 09/1995 Present
Previous Registrations
  • 1995-10-30 → 2011-12-08
    Gasber & Grecu Financial Advisors, Llc
    Gold River, CA
  • 1995-12-14 → 2004-04-05
    Associated Securities Corp.
    Gold River, CA
  • 1995-12-14 → 2004-04-05
    Associated Planners Investment Advisory Inc
    Gold River, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-18
S63 Uniform Securities Agent State Law Examination 1997-06-18
  • S65 Uniform Investment Adviser Law Examination
    1999-12-18
  • S63 Uniform Securities Agent State Law Examination
    1997-06-18
Designations
  • Certified Financial Planner

View on SEC IAPD

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