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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-01-09 |
| CA | RA | APPROVED | 2025-01-07 |
| TX | RA | APPROVED | 2016-07-20 |
Branch Locations
15303 North Dallas Parkway Tower Ii Suite 550, Addison, TX 75001 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Addison | TX | 03/2016 | Present |
| Park Avenue Securities | Addison | TX | 06/2016 | Present |
1. Insurers outside Guardian Brokerage contract with outside insurance providers to either provide resources unavailable to clients through Guardian Start: 01/08/2018 Address: 15303 N. Dallas Parkway, Suite 550 Addison, TX 75001 Hrs per month - tot/bus: 10/5 Investment related 2. Roehampton Court Homeowners Association-President, Start: 10/24/2023, Address: 18419 Tettenhall Dr, Dallas, TX 75252, 4 total hours a month; 1 during securities trading hours, No compensation, Not investment related;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-26 |
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