Monica Ann Malhoit

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-10-01
FL	RA	APPROVED	2019-09-24

OH RA
APPROVED

Since 2019-10-01
FL RA
APPROVED

Since 2019-09-24

Branch Locations

6250 Levis Common Blvd, Perrysburg, OH 43551 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Sylvania	OH	07/2008	09/2019
Morgan Stanley Smith Barney Llc	Perrysburg	OH	09/2019	Present
Morgan Stanley Private Bank, N.A.	New York	NY	10/2019	Present

07/2008 → 09/2019

Ubs Financial Services Inc

Sylvania, OH
09/2019 → Present

Morgan Stanley Smith Barney Llc

Perrysburg, OH
10/2019 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2008-07-28 → 2019-10-01

Ubs Financial Services Inc.

Naples, FL

Naples, FL

Sylvania, OH

Naples, FL

Perrysburg, OH
2003-07-01 → 2008-07-30

Wells Fargo Clearing Services, Llc

Perrysburg, OH

Toledo, OH
2000-03-23 → 2003-07-01

Prudential Equity Group, Llc

Toledo, OH

Other Businesses

CO-OWNER, RESIDENTIAL RENTAL PROPERTY, 214/216 W. FRONT ST, PERRYSBURG OHIO 43551, NEGLIGIBLE TIME INVOLVED, NOT DURING SECURITIES HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-04-01
S63	Uniform Securities Agent State Law Examination	1984-06-19

S65 Uniform Investment Adviser Law Examination

1996-04-01
S63 Uniform Securities Agent State Law Examination

1984-06-19

Other Names

Monica A Malhoit
Monica Ann Cunningham
Monica A Cunningham-Malhoit
Monica Cunningham

View on SEC IAPD