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8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-01-20 |
| TX | RA | APPROVED | 2017-01-20 |
Branch Locations
30700 Russell Ranch Rd, Suite 140, Westlake Village, CA 91362 • United States
8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Comp | Westlake Village | CA | 08/1989 | 01/2017 |
| Mml Investors Services | Westlake Village | CA | 08/1989 | 01/2017 |
| Lpl Financial, Llc | Westlake Village | CA | 01/2017 | Present |
| Wcg Wealth Advisors, Llc | Westlake Village | CA | 01/2017 | Present |
1) 01/13/2017 - Wealth Consulting Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/20/2017 - 160 hr/mth 2) 01/13/2017 - Real Estate Rental - landlord - Westlake Village, CA - non-inv rel - 1 hr/mth. 3) 2/9/2017 - WCG Wealth Advisors, LLC - DBA: The Wealth Consulting Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/20/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in Febuary 2017. I expect to spend approximately 160 hours a month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 2/9/2017 - WCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/20/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in February 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 01/05/2018 - Wealth Consulting Group CA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 01/20/2017 - 1 Hours Per Month/0 Hours During Securities Trading - Life, Disability, Long-term Care, Fixed Annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-09 |
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