Best Investors Account Sign in
Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-02
  • CA RA
    APPROVED
    Since 2021-12-02

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

9465 Wilshire Blvd, Suite 300, Pmb 3605, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alan Kaye Insurance Beverly Hills CA 07/1973 Present
Cetera Advisor Networks, Llc El Segundo CA 09/2014 12/2021
The Leaders Group Inc Summit NJ 12/2021 Present
  • 07/1973 → Present
    Alan Kaye Insurance
    Beverly Hills, CA
  • 09/2014 → 12/2021
    Cetera Advisor Networks, Llc
    El Segundo, CA
  • 12/2021 → Present
    The Leaders Group Inc
    Summit, NJ
Previous Registrations
  • 2014-09-24 → 2021-12-10
    Cetera Wealth Services, Llc
    Tulsa, OK
    Beverly Hills, CA
  • 2002-04-10 → 2014-09-10
    Kestra Investment Services, Llc
    Beverly Hills, CA
    Beverly Hills, CA
Other Businesses

1.) ALAN KAYE INSURANCE - 7/15/73 - 9465 Wilshire Blvd, Suite 300, PMB 3605, Beverly Hills, CA 90210 - Salesman, Sales, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 12/1/2021 -475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RIA business, 0 hrs/mo; 0 hrs/mo (during trading hours)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-27
  • S63 Uniform Securities Agent State Law Examination
    2000-07-27
Designations
Other Names
  • Alan L Kaye

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Summit, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor