Alan Littman Kaye

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1973 → Present
  Alan Kaye Insurance
  Beverly Hills, CA
• 09/2014 → 12/2021
  Cetera Advisor Networks, Llc
  El Segundo, CA
• 12/2021 → Present
  The Leaders Group Inc
  Summit, NJ

Previous Registrations

• 2014-09-24 → 2021-12-10
  Cetera Wealth Services, Llc
  Tulsa, OK
  Beverly Hills, CA
• 2002-04-10 → 2014-09-10
  Kestra Investment Services, Llc
  Beverly Hills, CA
  Beverly Hills, CA

Other Businesses

1.) ALAN KAYE INSURANCE - 7/15/73 - 9465 Wilshire Blvd, Suite 300, PMB 3605, Beverly Hills, CA 90210 - Salesman, Sales, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 12/1/2021 -475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RIA business, 0 hrs/mo; 0 hrs/mo (during trading hours)

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-07-27

Designations

• Chartered Financial Consultant

Other Names

• Alan L Kaye