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Current Employers
Comprehensive Financial Planning, Inc.

5995 Lemon Street, East Petersburg, PA 17520-1329 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 1991-02-19
  • PA RA
    APPROVED
    Since 1991-02-19

Branch Locations

5995 Lemon Street, East Petersburg, PA 17520 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard J. Walters Lancaster PA 05/1983 Present
Comprehensive Financial Planning, Inc. East Petersburg PA 11/1984 Present
Other Businesses

COMPREHENSIVE BENEFIT MARKETING SERVICES, INC. AND RICHARD J. WALTERS, INVESTMENT RELATED,5995 LEMON STREET EAST PETERSBURG, PA 17520, OWNER, START DATE: 1977, 50 HR/MO,3 HR/TD,SELLING EMPLOYEE BENEFITS SUCH AS GROUP LIFE, GROUP AD&D, GROUP DISABILITY, GROUP HOSPITALIZATION, GROUP DENTAL, SECTION 125 PLANS, ETC. SELL LIFE INSURANCE, DISABILITY, ETC;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-24
  • S63 Uniform Securities Agent State Law Examination
    1993-11-24
Designations

View on SEC IAPD

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