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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-06
ID RA APPROVED 2025-05-19
TX RA APPROVED_RES 2014-05-06
CA RA APPROVED 1999-12-06
  • AZ RA
    APPROVED
    Since 2025-06-06
  • ID RA
    APPROVED
    Since 2025-05-19
  • TX RA
    APPROVED_RES
    Since 2014-05-06
  • CA RA
    APPROVED
    Since 1999-12-06

Branch Locations

Star, ID • United States

Prescott Valley, AZ • United States

950 S Bascom Ave Ste 2112, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. San Jose CA 09/1986 Present
  • 09/1986 → Present
    Mml Investors Services, Inc.
    San Jose, CA
Other Businesses

NAME: SILCON VALLEY FINANCIAL GROUP INV REL: Y ADD: 950 S BASCOM AVE SUITE 2112 SAN JOSE CA NATURE: INDIVIDUAL LIFE INSURANCE POSITION: AGENT START DATE: 1974 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 (2)NAME: NADER A ISSA INV REL:Y ADD: 950 S BASCOM AVE STE 2112 SAN JOSE CA 95128 NATURE: TRUSTEE OF ILIT FOR 2 FRIENDS POSITION: TRUSTEE START DATE: 1995 NO HRS/MO: 0 NO HRS/MO DUR TRADING:0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-01
S63 Uniform Securities Agent State Law Examination 1990-11-14
  • S65 Uniform Investment Adviser Law Examination
    1999-09-01
  • S63 Uniform Securities Agent State Law Examination
    1990-11-14
Designations
  • Chartered Financial Consultant
Other Names
  • Nader A Issa

View on SEC IAPD

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