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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-06 |
| ID | RA | APPROVED | 2025-05-19 |
| TX | RA | APPROVED_RES | 2014-05-06 |
| CA | RA | APPROVED | 1999-12-06 |
Branch Locations
Prescott Valley, AZ • United States
950 S Bascom Ave Ste 2112, San Jose, CA 95128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | San Jose | CA | 09/1986 | Present |
NAME: SILCON VALLEY FINANCIAL GROUP INV REL: Y ADD: 950 S BASCOM AVE SUITE 2112 SAN JOSE CA NATURE: INDIVIDUAL LIFE INSURANCE POSITION: AGENT START DATE: 1974 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 (2)NAME: NADER A ISSA INV REL:Y ADD: 950 S BASCOM AVE STE 2112 SAN JOSE CA 95128 NATURE: TRUSTEE OF ILIT FOR 2 FRIENDS POSITION: TRUSTEE START DATE: 1995 NO HRS/MO: 0 NO HRS/MO DUR TRADING:0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-14 |
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