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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-17 |
| TX | RA | APPROVED | 2017-03-17 |
Branch Locations
1420 Rocky Ridge Dr Ste 200, Roseville, CA 95661 • United States
Carmichael, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Salomon Smith Barney Inc. | Sacramento | CA | 02/1995 | 03/2017 |
| Morgan Stanley Smith Barney | Sacramento | CA | 06/2009 | 03/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2017 |
| Ameriprise Financial Services Inc | Roseville | MN | 03/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Roseville | CA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-25 |
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