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Margaret Mary Lavecchia Baldwin

Raymond James & Associates, Inc.

Newport Beach, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-22
TX RA APPROVED_RES 2024-05-22
  • CA RA
    APPROVED
    Since 2024-05-22
  • TX RA
    APPROVED_RES
    Since 2024-05-22

Branch Locations

620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Newport Beach CA 01/2012 09/2017
D.A. Davidson & Co. Newport Beach CA 10/2017 05/2024
Raymond James & Associates Newport Beach CA 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-19
S63 Uniform Securities Agent State Law Examination 1985-05-10
  • S65 Uniform Investment Adviser Law Examination
    1992-08-19
  • S63 Uniform Securities Agent State Law Examination
    1985-05-10
Other Names
  • Margaret Mary Lavecchia
  • Margaret Baldwin Gallagher

View on SEC IAPD

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OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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