Margaret Mary Lavecchia Baldwin

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 09/2017
  Ubs Financial Services Inc.
  Newport Beach, CA
• 10/2017 → 05/2024
  D.A. Davidson & Co.
  Newport Beach, CA
• 05/2024 → Present
  Raymond James & Associates
  Newport Beach, CA

Previous Registrations

• 2017-10-26 → 2024-06-06
  D.A. Davidson & Co.
  Newport Beach, CA
  Laguna Beach, CA
• 2012-01-13 → 2017-10-12
  Ubs Financial Services Inc.
  Newport Beach, CA
• 1997-07-08 → 2012-01-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Laguna Beach, CA
  Newport Beach, CA
  Newport Beach, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-08-19
• S63 Uniform Securities Agent State Law Examination
  1985-05-10

Other Names

• Margaret Mary Lavecchia
• Margaret Baldwin Gallagher