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David Eric Thompson

Thompson Capital Management

Peachtree City, GA

CRD 864383

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Employer firm

Thompson Capital Management CRD 226620

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thompson Capital Management

Peachtree City, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-08-06
  • GA RA
    APPROVED
    Since 2015-08-06

Branch Locations

Peachtree City, GA • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thompson Capital Mgt Peachtree City GA 04/2015 Present
  • 04/2015 → Present
    Thompson Capital Mgt
    Peachtree City, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-06
  • S65 Uniform Investment Adviser Law Examination
    2013-07-06

View on SEC IAPD

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