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Account
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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2001-07-31 |
Branch Locations
4520 Wilshire Blvd, Suite 201, Los Angeles, CA 90010 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
4520 Wilshire Blvd Suite 201, Los Angeles, CA 90010-3870 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-02-26 |
Branch Locations
4520 Wilshire Blvd., Suite 201, Los Angeles, CA 90010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Surety Investment Services | Los Angeles | CA | 05/1982 | Present |
| Planmember Securities Corp. | Carpinteria | CA | 02/1998 | Present |
CAROL CORY IS SECRETARY-TREASURER AND CO-OWNER OF SURETY INVESTMENT SERVICES; 4520 WILSHIRE BLVD., SUITE 201, LOS ANGELES, CA 90010; INVESTMENT RELATED; STARTED 5/1982; 120-200 HRS/MONTH; 90-120 HRS DURING TRADING HRS; FINANCIAL PLANNING; SECURITIES & INSURANCE; REGISTERED INVESTMENT ADVISOR THROUGH WHICH INVESTMENT ADVISORY ACTIVITIES ARE CONDUCTED; LOS ANGELES, CA; AS OF 02/1998 REGISTERED REPRESENTATIVE OF PLANMEMBER SECURITIES CORP., A REGISTERED BROKER/DEALER; START 4/2011; REAL ESTATE LICENSE TO BUY AND SELL PROPERTY FOR PERSONAL USE; COMMISSIONS; 05 HRS/MONTH; IR
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-08-21 |
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