Mary Day Smelser

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2009 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2009-07-15 → 2010-12-31
  Cambridge Investment Research Advisors, Inc.
  Dallas, TX

Other Businesses

1) MARY SMELSER, 120 E FM 544 ST 72-308, MURPHY, TX 75094. BEGAN 5/05 AS FINRA DISPUTE RESOLUTION ARBITRATOR. NOT INVESTMENT RELATED. DEVOTES 1 HR/WK ALL TRADE. 2) MARY SMELSER, 120 E FM 544 STE 72-308, MURPHY, TX 75094. BEGAN 11/06 AS OWNER/OPERATOR BUYING AND SELLING HORSES. NOT INVESTMENT RELATED. DEVOTES 1 HR/WK 0/TRADE. 3) MARY SMELSER, 120 E FM 544 STE 72-308, MURPHY, TX 75094. BEGAN 11/06 AS OWNER/OPERATOR, BID AND INSTALL BLINDS. NOT INVESTMENT RELATED. DEVOTES 1 HR/MNTH 0/TRADE. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-17
• S63 Uniform Securities Agent State Law Examination
  1996-08-28

Other Names

• Mary Ellen Day
• Mary Ellen Blaker