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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-01
  • PA RA
    APPROVED
    Since 2021-11-01

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

1251 Waterfront Place Suite 510, Pittsburgh, PA 15222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Capital Corporation Pittsburgh PA 03/1997 Present
Mid Atlantic Financial Management, Inc. Pittsburgh PA 03/1997 11/2021
Newedge Advisors Llc New Orleans LA 11/2021 Present
  • 03/1997 → Present
    Mid Atlantic Capital Corporation
    Pittsburgh, PA
  • 03/1997 → 11/2021
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 11/2021 → Present
    Newedge Advisors Llc
    New Orleans, LA
Previous Registrations
  • 1998-10-05 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
Other Businesses

THREE RIVERS EQUITY MANAGEMENT, INC~INVESTMENT RELATED~1251 WATERFRONT PL,STE 510, PITTSBURGH,PA 15222~MARCH 1997~HEDGE FUND OF FUNDS MANAGEMENT~PRINCIPAL~140HRS PER MONTH~60HRS PER MONTH DURING MARKET~SELECTING & MONITORING MANAGERS FOR FUND, DEVELOPING QUARTERLY CORRESPONDENCE, SOME PRESENTATIONS 2) THREE RIVERS EQUITY MANAGEMENT, INC.~MARCH 1997~INVESTMENT RELATED~AT REPORTED BUSINESS LOCATION(S)~DBA FOR NEWEDGE SECURITIES, INC.~AS A REGSITERED REPRESENTATIVE IF NEWEDGE SECURITIES, INC. I CONDUCT COMMISSION BASED SECURITIES BUSINESS AS A BROKER DEALER AGENT. I SPEND 25 HOURS PER MONTH DURING TRADING HOURS ON THIS ACTIVITY AND 15 HOURS DURING NON-TRADING HOURS. 3.New Edge Advisors*Yes Invest*Pittsburgh, PA*Investment Advisory*11/20/2021*Investment advice to clients.*50 Hrs trade/0 Non trade

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-03
S63 Uniform Securities Agent State Law Examination 1981-11-25
  • S65 Uniform Investment Adviser Law Examination
    1994-02-03
  • S63 Uniform Securities Agent State Law Examination
    1981-11-25
Other Names
  • J. Mark Veenis
  • Mark Veenis

View on SEC IAPD

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