Richard Clarence Deyoung

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 11/2016
  Wells Fargo Advisors Llc
  Houston, TX
• 11/2016 → 03/2022
  Wells Fargo Clearing Services, Llc
  Houston, TX
• 03/2022 → Present
  Lpl Financial Llc
  The Woodlands, TN

Previous Registrations

• 2012-11-01 → 2022-03-04
  Wells Fargo Clearing Services, Llc
  Houston, TX
  Houston, TX
  The Woodlands, TX
• 2009-10-23 → 2012-11-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  The Woodlands, TX
  Houston, TX
• 2009-01-28 → 2009-10-23
  Banc Of America Investment Services, Inc.
  The Woodlands, TX
  Spring, TX
  Houston, TX
• 2003-01-28 → 2009-01-21
  Lpl Financial Llc
  Houston, TX
  Richmond, TX
• 2000-09-01 → 2002-05-29
  Ubs Financial Services Inc.
  Kingwood, TX

Other Businesses

1. 08/20/2025 - Highland Wealth Partners by Pratte River Private Wealth - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/18/2025 - 160 Hr/Mth During Trading 2. 10/27/2025 - Platte River Private Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/15/2025 - 160 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-02
• S63 Uniform Securities Agent State Law Examination
  1992-05-01

Other Names

• Richard Clarence Deyoung