Alfonso George Figliolia

Employer firm

Cornerstone Professional Advisor Services, LLC CRD 115122

$110M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Cornerstone Professional Advisor Services, Llc

9 Endo Blvd., Garden City, NY 11530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-11-29
FL	RA	APPROVED	2004-07-14
TX	RA	APPROVED_RES	2004-06-18

NY RA
APPROVED

Since 2022-11-29
FL RA
APPROVED

Since 2004-07-14
TX RA
APPROVED_RES

Since 2004-06-18

Branch Locations

9 Endo Blvd., Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wrp Investments, Inc Nka Sterne Agee Nka Sa Stone Wealth Mgmt.	Youngstown	OH	08/2002	Present

08/2002 → Present

Wrp Investments, Inc Nka Sterne Agee Nka Sa Stone Wealth Mgmt.

Youngstown, OH

Previous Registrations

2001-07-06 → 2002-08-13

Fsc Securities Corporation

Wantagh, NY

Other Businesses

(1)CORNERSTONE PROFESSIONAL ADVISOR SERVICE 9 ENDO BLVD GARDEN CITY, NY 11530 LLC RIA INSURANCE AGENCY TITLE: PARTNER/OWNER PERCENT OF TIME: 100% IN CONJUNCTION WITH SA Stone Wealth Management ACTIVITIES COMPENSATION: FEES (2) Business Name: FINRA Arbitrator Business Address: 9 Endo Blvd Garden City, NY 11530 Nature of Business: Arbitrator Investment Related: Yes Business Position, Title or Association: Arbitrator #A13769 BUsiness Duties: Hear and decide disputes Business Start Date: 1995 Approximate Hours Devoted to Business: 1 - 2 cases a year Approximate Hours Devoted to Business during Market Hours: 16 to 24 Hours 3) Cornerstone Professional Advisor Services, LLC 9 Endo Blvd Garden City, NJ 11530 Nature of Business: Expert Witness/Consultant Investment Related: Yes Duties: Review statements, write analysis of findings, testify at hearing if needed. Approximate Hours Devoted to Business: 5 - 10 hours per year Approximate Hours Devoted During Market Hours: None

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-02-02
S63	Uniform Securities Agent State Law Examination	1980-10-20

S66 Uniform Combined State Law Examination

2001-02-02
S63 Uniform Securities Agent State Law Examination

1980-10-20

View on SEC IAPD