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9 Endo Blvd., Garden City, NY 11530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-11-29 |
| FL | RA | APPROVED | 2004-07-14 |
| TX | RA | APPROVED_RES | 2004-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wrp Investments, Inc Nka Sterne Agee Nka Sa Stone Wealth Mgmt. | Youngstown | OH | 08/2002 | Present |
(1)CORNERSTONE PROFESSIONAL ADVISOR SERVICE 9 ENDO BLVD GARDEN CITY, NY 11530 LLC RIA INSURANCE AGENCY TITLE: PARTNER/OWNER PERCENT OF TIME: 100% IN CONJUNCTION WITH SA Stone Wealth Management ACTIVITIES COMPENSATION: FEES (2) Business Name: FINRA Arbitrator Business Address: 9 Endo Blvd Garden City, NY 11530 Nature of Business: Arbitrator Investment Related: Yes Business Position, Title or Association: Arbitrator #A13769 BUsiness Duties: Hear and decide disputes Business Start Date: 1995 Approximate Hours Devoted to Business: 1 - 2 cases a year Approximate Hours Devoted to Business during Market Hours: 16 to 24 Hours 3) Cornerstone Professional Advisor Services, LLC 9 Endo Blvd Garden City, NJ 11530 Nature of Business: Expert Witness/Consultant Investment Related: Yes Duties: Review statements, write analysis of findings, testify at hearing if needed. Approximate Hours Devoted to Business: 5 - 10 hours per year Approximate Hours Devoted During Market Hours: None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1980-10-20 |
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