Michael Jerry Healey

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-27
MI	RA	APPROVED	2010-09-24

TX RA
APPROVED

Since 2020-04-27
MI RA
APPROVED

Since 2010-09-24

Branch Locations

Kewadin, MI • United States

18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Scottsdale	AZ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Scottsdale	AZ	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Scottsdale, AZ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Scottsdale, AZ

Other Businesses

TORCH LAKE TOWNSHIP; NOT INV. RELATED; KEWADIN, MI; DAY PARK ADVISORY COMMITTEE MEMBER; START DATE 10/1/2023; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES ATTEND PERIODIC MEETINGS TO DISCUSS PARK SAFETY AND OTHER RECOMMENDATIONS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-06-19
S63	Uniform Securities Agent State Law Examination	1982-11-16

S65 Uniform Investment Adviser Law Examination

1992-06-19
S63 Uniform Securities Agent State Law Examination

1982-11-16

View on SEC IAPD