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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-04-01
  • TX RA
    APPROVED
    Since 2008-04-01

Branch Locations

334 3Rd St, Lake Oswego, OR 97034 • United States

Tualatin, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lakw Oswego OR 07/2006 03/2020
Ameriprise Financial Services, Llc Lake Oswego OR 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 8286 sw mohawk St, Tualatin OR 97062, ,; ; 07/01/2011 / Single Family; 21711 SW Martinazzi Ave, , Tualatin, OR, 97062; Not Investment-Related; 09/01/2022. Business Ownership; Warbler Enterprises; Owner; Manage Ameriprise Business; 334 3rd St, , Lake Oswego , OR, 97034; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / PFWA Operations, LLC; Co-owner; Manage Ameriprise Business; 334 3rd St, , Lake Oswego, OR, 97034; Investment-Related; 11/18/2014; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Oregon Zoo Foundation; Potential Board Member; 4001 SW Canyon Road , , Portland , OR, 97221; Not Investment-Related; 07/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Oregon Zoo Bond PAC; This is a new committee as part of work in the Oregon Zoo Foundation that will be working on the Oregon Zoo Bond PAC (political action committee).; Yes for Oregon Zoo, P.O Box 42307, Portland, OR, 97035; Not Investment-Related; 03/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-13
  • S66 Uniform Combined State Law Examination
    2007-12-13

View on SEC IAPD

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