Peter Hoak Vickery

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1978 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayzata, MN
• 12/2009 → Present
  Bank Of America, Na
  Wayzata, MN

Other Businesses

I*949273 For profit or not for profit: Name of outside business organization: City of Minnetrista Council Member Investment related: N Address of business: Minnetrista, Minnesota, 55364 Nature of business: Position, title, association: Council, Start date of relationship: 1/1/2023 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: The City Council and mayor meet monthly to oversee the running of the City of Minnetrista- population 8,000. The oversight covers roads, water, fire and public safety, and parks among other city functions. The mayor and four council members each have a vote.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-07-07
• S63 Uniform Securities Agent State Law Examination
  1979-08-02

Designations

• Certified Financial Planner