John R Westmoreland (Rod)

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1978 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 03/2010 → Present
  Bank Of America, Na
  Atlanta, GA

Other Businesses

I*1122251 Entity: For Profit Name: Atlantic Beach Rest LLC Investment related: No Address: Atlanta, Georgia 30308 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 1/31/2023 Number of hours devoted: 0 Yearly Number of hours devoted during trading hours: 0 Duties: Single member LLC for potential purchase of vacation residence. Entity is a disregarded one and reports under my social. I*1334265 Entity For Profit Name of outside business organization: Tonic Air, Inc. Investment related: No Address of business: Atlanta, Georgia, 30336 Nature of business: Corporation Position, title, association: Owner Start date of relationship: 6/5/2023 Number of hours devoted: 1 hour Yearly Number of hours devoted during trading hours: 0 Duties: To own and manage private aircraft. This entity is not a business venture. Airplane will be used by me or my family and co-owner and his family. I*1819267 Entity Type Entity For Profit, Name of OBA: JRW Investments LLC Address: atlantaGeorgia30042 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/25/2024 No Hours: 5 monthly No Hours during trading: 0 Duties: Single member LLC to hold land while house is being built and eventually own the entire property including the house I*2535345, Entity Type: , Name of OBA: K H W, Address: Atlanta, Georgia, 30342, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10-Jun-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2004-09-27
• S65 Uniform Investment Adviser Law Examination
  1994-08-22
• S63 Uniform Securities Agent State Law Examination
  1979-11-21

Other Names

• Rod Westmoreland
• John Rodney Westmoreland