John Charles Barnes

Current Employers

Wilmington Capital Securities, Llc

666 Old Country Road Suite 505, Garden City, NY 11530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-18
FL	RA	APPROVED	2019-10-22

NY RA
APPROVED

Since 2021-07-18
FL RA
APPROVED

Since 2019-10-22

Branch Locations

Naples, FL • United States

666 Old Country Road Suite 505, Garden City, NY 11530 • USA

666 Old Country Road Suite 505, Garden City, NY 11530 • United States

365 Fifth Avenue South Suite 218, Naples, FL 34102 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Stamford	CT	03/2008	04/2019
Wilmington Capital Securities, Llc	Garden City	NY	04/2019	Present

03/2008 → 04/2019

Rbc Capital Markets Corporation

Stamford, CT
04/2019 → Present

Wilmington Capital Securities, Llc

Garden City, NY

Previous Registrations

2006-04-13 → 2019-04-24

Rbc Capital Markets, Llc

Stamford, CT

Stamford, CT

Naples, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-04-12
S63	Uniform Securities Agent State Law Examination	1980-06-05

S65 Uniform Investment Adviser Law Examination

2006-04-12
S63 Uniform Securities Agent State Law Examination

1980-06-05