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Donald Ray Svoboda

Osaic Wealth, Inc.

Lincoln, NE

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-01-19
  • NE RA
    APPROVED
    Since 2024-01-19

Branch Locations

5831 South 58Th Suite D, Lincoln, NE 68516 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Lincoln NE 06/2004 01/2024
Osaic Wealth, Inc. Lincoln NE 01/2024 Present
  • 06/2004 → 01/2024
    Woodbury Financial
    Lincoln, NE
  • 01/2024 → Present
    Lincoln, NE
Previous Registrations
  • 2005-02-09 → 2024-01-19
    Woodbury Financial Services, Inc.
    Lincoln, NE
    Lincoln, NE
    Lincoln, NE
  • 2000-04-11 → 2004-06-08
    Osaic Fa, Inc.
    Lincoln, NE
Other Businesses

1) DON R SVOBODA, CLU, CHFC; NON INVT REL; 5831 SOUTH 58TH, SUITE E, LINCOLN, NE 68516; NONVARIABLE INSURANCE PRODUCTS; SALES; START 01/01/1978; 7 HRS/MTH; NONE DURING TRADING; SALES & SERVICE OF INSURANCE PRODUCTS. 2) MIDWEST FINANCIAL GROUP, INC. DBA FINANCIAL PARTNERS POSITION: Director NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/02/2018 ADDRESS: 5831 South 58th Street, Suite D, Lincoln NE 68516, United States; DESCRIPTION: Sell and service traditional insurance products 3) DON R SVOBODA, CLU, CHFC POSITION: Owner NATURE: Sole Proprietorship. INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1978 ADDRESS: 5831 South 58th Suite E, Lincoln NE 68516, United States DESCRIPTION: Sales and service of fixed insurance products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-04
  • S63 Uniform Securities Agent State Law Examination
    1986-10-04
Other Names
  • Don Svoboda

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