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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Everest Financial Services | Pompano Beach | FL | 07/1988 | Present |
| Voya Financial Advisors, Inc. | Pompano Beach | FL | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
1) NAME OF ENTITY:EVEREST FINANCIAL SERVICES; No; 2639 N. Riverside Dr. #801, Pompano Beach, FL 33062; RENTAL PROPERTIES; OWNER/TRUSTEE; 1/1/2007; 2; 0; PURCHASE AND RENT PROPERTY.| 2) NAME OF ENTITY: independent insurance agent; Yes; 2639 N. Riverside Dr. #801, Pompano Beach, FL 33062; fixed insurance sales; independent insurance agent; 10/15/2005; 160; 160; sales of fixed insurance products|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-17 |
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