Stanley Dee Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	1992-06-24

UT RA
APPROVED

Since 1992-06-24

Branch Locations

Layton, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Layton	UT	10/1989	Present
Brown Financial Services	Layton	UT	04/1996	Present

10/1989 → Present

Lpl Financial Llc

Layton, UT
04/1996 → Present

Brown Financial Services

Layton, UT

Other Businesses

1. 3/13/2007 : Brown Financial Services Inc - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 1% - President. 2. 11/17/2008: Brown Financial Services Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 8/12/2014: Brown Financial Services Inc - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/1990 - 25 Hours Per Month/20 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-06-09
S63	Uniform Securities Agent State Law Examination	1980-10-21

S65 Uniform Investment Adviser Law Examination

1992-06-09
S63 Uniform Securities Agent State Law Examination

1980-10-21

Other Names

Stan Brown

View on SEC IAPD