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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-05-09 |
| LA | RA | APPROVED | 2006-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins Co | New Orleans | LA | 05/1977 | Present |
| Nylife Securities Inc. | New Orleans | LA | 02/1979 | Present |
[PPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; insurance broker; investment related; start date 10/2001] [RENTAL PROPERTY; OWNER; INVESTMENT RELATED; START DATE 3/2012] ]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-12-03 |
| S65 | Uniform Investment Adviser Law Examination | 1999-03-22 |
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