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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-06-20 |
| NH | RA | APPROVED | 2022-09-26 |
| TX | RA | APPROVED | 2022-09-21 |
Branch Locations
1 Harbour Pl Ste 300, Portsmouth, NH 03801 • United States
Saco, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | South Portland | ME | 09/2011 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Boston | MA | 09/2022 | 10/2022 |
| Wells Fargo Clearing Services, Llc | Portsmouth | NH | 10/2022 | Present |
Independent Insurance Brokering; Commonwealth Insurance; January 1998; Long Term Care.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1980-07-25 |
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