James S Venetos

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 01/2025
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 10/2008 → 01/2025
  J.P. Morgan Securities Llc
  New York, NY
• 01/2025 → 04/2026
  Rockefeller Financial Llc
  Ny, NY
• 01/2025 → 04/2026
  Rockefeller Capital Managment
  Nyh, NY
• 04/2026 → Present
  Rockefeller Financial Llc
  Stamford, CT
• 04/2026 → Present
  Rockefeller Capital Managment
  Stamford, CT

Previous Registrations

• 2006-01-25 → 2025-01-22
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY
  Darien, CT

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-13
• S63 Uniform Securities Agent State Law Examination
  1979-07-25

Other Names

• James Stacy Venetos
• Jim Venetos