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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-11 |
| IL | RA | APPROVED | 2009-06-01 |
Branch Locations
760 West Main Street Suite 200, Barrington, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Barrington | IL | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*417979 - Trust; Investment related - Yes; Barrington, Illinois; Trustee; 12/2020; During business hours: 0.5; After business hours: 3.5 *76412-Swedish American Museum; Investment related- No; Chicago, Illinois; Education; Advisory Board;June 2006 ; During business hours: 0; Advisorory *74742- Barrington Area Conservation Trust; Investment related: Yes; Barrington, Illinois; Environmental, Land Preservation, Education; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 12/2009; During business hours: 0; After business hours: 8; Fundraising, Business Development/Growth, Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1979-09-26 |
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