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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-01-06
FL RA APPROVED 1983-05-09
  • TX RA
    APPROVED_RES
    Since 2006-01-06
  • FL RA
    APPROVED
    Since 1983-05-09

Branch Locations

400 S Park Ave, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 01/1970 Present
Bank Of America, Na Winter Park FL 11/2009 Present
Other Businesses

I*125853 For profit or not for profit: For-Profit Organization Name of outside business organization: Flight Express, Inc. Investment related: N Address of business: Orlando, Florida 32801 Nature of business: S-Corp, Position, title, association: Family Held, Start date of relationship: 9/28/2015 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Sub-S Corporation established for purchase of aircraft. On 2-14-2020 we purchased a Cessna Citation jet in corporate name for liability purchases. I*54969 For profit or not for profit: For-Profit Organization Name of outside business organization: Flight, Incorporated Investment related: N Address of business: Orlando, Florida 32801 Nature of business: S-Corp, Position, title, association: Officer, Start date of relationship: 11/2/2011 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is an existing inactive corporate entity since 1984 that I have reacitivated to hold an aircraft for personal liability mitigation. No other active business purpose. I*32345 For profit or not for profit: For-Profit Organization Name of outside business organization: Ameriflight Management Services, Inc. Investment related: N Address of business: Orlando, Florida 32801 Nature of business: Sole Proprietorship, Position, title, association: Officer, Start date of relationship: 0001-01-01 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: President/Director 4)I*32347 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UNITED COURIER D/B/A FLX COURIER SYSTEMS INVESTMENT RELATED: N ADDRESS OF BUSINESS: ORLANDO, FLORIDA 32801 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 1/1/1991 NUMBER OF HOURS DEVOTED: 364 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 364 DUTIES: PRESIDENT I*125854 For profit or not for profit: For-Profit Organization Name of outside business organization: Aircraft Fueling Systems of Florida, Inc. Investment related: N Address of business: Orlando, Florida 32801 Nature of business: S-Corp, Position, title, association: Owner, Start date of relationship: 5/30/2019 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This entity owns an aircraft fuel tank for personal liability purposes only. I*125852 For profit or not for profit: For-Profit Organization Name of outside business organization: FLX Corp Investment related: N Address of business: Orlando, Florida 32805 Nature of business: S-Corp, Position, title, association: Owner, Start date of relationship: 9/22/1994 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Registered Agent and Director of a ground courier company. I have no specific responsibilities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-12-21
  • S63 Uniform Securities Agent State Law Examination
    1982-12-21

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