Harry Stephen Popper

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-10-09

GA RA
APPROVED

Since 2024-10-09

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

1550 Timothy Rd Suite 102, Athens, GA 30606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fintrust Capital Advisors, Llc	Macon	GA	04/2012	09/2024
Fintrust Capital Partners, Llc	Athens	GA	01/2018	09/2024
Lpl Financial Llc	Athens	GA	10/2024	06/2025
Wealth Enhancement Group	Athens	GA	10/2024	Present
Wealth Enhancement Advisory Services	Athens	GA	10/2024	Present
Wealth Enhancement Brokerage Services	Athens	GA	10/2024	Present

04/2012 → 09/2024

Fintrust Capital Advisors, Llc

Macon, GA
01/2018 → 09/2024

Fintrust Capital Partners, Llc

Athens, GA
10/2024 → 06/2025

Lpl Financial Llc

Athens, GA
10/2024 → Present

Wealth Enhancement Group

Athens, GA
10/2024 → Present

Wealth Enhancement Advisory Services

Athens, GA
10/2024 → Present

Wealth Enhancement Brokerage Services

Athens, GA

Previous Registrations

2012-05-07 → 2024-10-03

Fintrust Capital Advisors, Llc

Macon, GA
2003-01-17 → 2003-04-16

Ubs Financial Services Inc.

Macon, GA

Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 7/17/24 - 140 Hours Per Month/ 6.5 Hours During Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. WEALTH ENHANCEMENT GROUP - Investment Related - Athens, GA - Fixed Insurance - SVP - Start Date: 01/2024 - 2 Hours Spent Per Month, 1 Hour Spent Per Month During Securities Hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-07-22
S65	Uniform Investment Adviser Law Examination	2012-05-03

S63 Uniform Securities Agent State Law Examination

2020-07-22
S65 Uniform Investment Adviser Law Examination

2012-05-03

Other Names

Harry Stephen Popper
Harry Stephen Popper
Steve Popper

View on SEC IAPD