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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-10 |
| IL | RA | APPROVED | 2024-07-02 |
| WI | RA | APPROVED | 2020-10-28 |
Branch Locations
Lake Geneva, WI • United States
120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Chicago | IL | 02/2011 | Present |
(1)Name of Business: Dunn Creek Holdings LLC Address: N1947 Bluff Lane, Lake Geneva, WI, 53147, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: my wife Robin Randolph pays bills and I help with manage property maintenance decisions (2)Name of Business: villa renaissance-condominium rental prperty Address: N1947 Bluff Lane, Lake Geneva, WI, 53147, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 03/01/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of property with my wife (one unit for 18 years)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1979-12-14 |
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