Best Investors Account Sign in
Claim This Profile
Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-10
IL RA APPROVED 2024-07-02
WI RA APPROVED 2020-10-28
  • TX RA
    APPROVED_RES
    Since 2026-04-10
  • IL RA
    APPROVED
    Since 2024-07-02
  • WI RA
    APPROVED
    Since 2020-10-28

Branch Locations

Lake Geneva, WI • United States

120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Chicago IL 02/2011 Present
  • 02/2011 → Present
    Raymond James & Associates
    Chicago, IL
Other Businesses

(1)Name of Business: Dunn Creek Holdings LLC Address: N1947 Bluff Lane, Lake Geneva, WI, 53147, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: my wife Robin Randolph pays bills and I help with manage property maintenance decisions (2)Name of Business: villa renaissance-condominium rental prperty Address: N1947 Bluff Lane, Lake Geneva, WI, 53147, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 03/01/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of property with my wife (one unit for 18 years)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-27
S63 Uniform Securities Agent State Law Examination 1979-12-14
  • S65 Uniform Investment Adviser Law Examination
    2020-10-27
  • S63 Uniform Securities Agent State Law Examination
    1979-12-14
Other Names
  • Andrew J Kubicsko

View on SEC IAPD

More in Lake Geneva, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor