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Charles Michael Johnson

Morgan Stanley

Atlanta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-01-23
TX RA APPROVED 2024-01-18
  • GA RA
    APPROVED
    Since 2024-01-23
  • TX RA
    APPROVED
    Since 2024-01-18

Branch Locations

5565 Glenridge Connector Suite 1900, Atlanta, GA 30342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 07/2012 01/2024
Morgan Stanley Smith Barney Llc Atlanta GA 01/2024 Present
Morgan Stanley Private Bank, N.A New York NY 05/2024 Present
  • 07/2012 → 01/2024
    Ubs Financial Services Inc.
    Atlanta, GA
  • 01/2024 → Present
    Morgan Stanley Smith Barney Llc
    Atlanta, GA
  • 05/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2012-07-18 → 2024-02-01
    Ubs Financial Services Inc.
    Atlanta, GA
  • 2003-01-27 → 2012-07-13
    Morgan Keegan & Company, Llc
    Alpharetta, GA
    Atlanta, GA
    Cumming, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-14
S63 Uniform Securities Agent State Law Examination 1982-07-01
  • S65 Uniform Investment Adviser Law Examination
    1994-01-14
  • S63 Uniform Securities Agent State Law Examination
    1982-07-01
Other Names
  • Michael Johnson
  • Mike Johnson

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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