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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-08-19 |
| TX | RA | APPROVED | 2016-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Fresno | CA | 08/2016 | Present |
DM WEALTH MANAGEMENT, INC, INVT RELATED, FRESNO, CA, 100% OWNERSHIP, START DATE 8/19/2016, 160 HRS PER MONTH, ALL HRS DURING TRADING, FINET PRACTICE. ENCORE INVESTMENT CONSULTANTS, LLC, INVT RELATED, FRESNO, CA, 16.67% OWNERSHIP, START DATE 8/16/2019, 160 HRS PER MONTH, 6 HRS DURING TRADING, FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-09 |
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