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Robert Thomas Gant

Stephens

Little Rock, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-24
AR RA APPROVED 2018-02-16
  • TX RA
    APPROVED_RES
    Since 2024-09-24
  • AR RA
    APPROVED
    Since 2018-02-16

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisers, Llc Newport Beach CA 05/2015 06/2017
Stephens Inc. Little Rock AR 07/2017 03/2025
Stephens Inc Little Rock AR 03/2025 Present
  • 05/2015 → 06/2017
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 07/2017 → 03/2025
    Stephens Inc.
    Little Rock, AR
  • 03/2025 → Present
    Stephens Inc
    Little Rock, AR
Previous Registrations
  • 2015-05-15 → 2017-06-26
    United Capital Financial Advisors
    Texarkana, TX
    Little Rock, AR
    Denver, CO
  • 2012-05-04 → 2015-05-15
    Hutchinson Financial, Inc.
    Little Rock, AR
  • 2006-09-20 → 2012-04-20
    Edward Jones
    Klamath Falls, OR
    Texarkana, TX
    St Louis, MO
    Wake Village, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-12-31
S66 Uniform Combined State Law Examination 2006-09-07
  • S63 Uniform Securities Agent State Law Examination
    2021-12-31
  • S66 Uniform Combined State Law Examination
    2006-09-07
Other Names
  • Cruncher Gant
  • Robert Gant

View on SEC IAPD

Other Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES & ASSOCIATES, INC.
UNITED CAPITAL FINANCIAL ADVISORS
NFSG CORPORATION
OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

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