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Robert Thomas Gant

Stephens

Little Rock, AR

CRD 5182106

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Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-24
AR RA APPROVED 2018-02-16
  • TX RA
    APPROVED_RES
    Since 2024-09-24
  • AR RA
    APPROVED
    Since 2018-02-16

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisers, Llc Newport Beach CA 05/2015 06/2017
Stephens Inc. Little Rock AR 07/2017 03/2025
Stephens Inc Little Rock AR 03/2025 Present
  • 05/2015 → 06/2017
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 07/2017 → 03/2025
    Stephens Inc.
    Little Rock, AR
  • 03/2025 → Present
    Stephens Inc
    Little Rock, AR
Previous Registrations
  • 2015-05-15 → 2017-06-26
    Texarkana, TX
    Little Rock, AR
    Denver, CO
  • 2012-05-04 → 2015-05-15
    Hutchinson Financial, Inc.
    Little Rock, AR
  • 2006-09-20 → 2012-04-20
    Klamath Falls, OR
    Texarkana, TX
    St Louis, MO
    Wake Village, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-12-31
S66 Uniform Combined State Law Examination 2006-09-07
  • S63 Uniform Securities Agent State Law Examination
    2021-12-31
  • S66 Uniform Combined State Law Examination
    2006-09-07
Other Names
  • Cruncher Gant
  • Robert Gant

View on SEC IAPD

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