Walter Thomas Richardson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1995 → Present
  Self Employed
  Brentwood, TN
• 12/2001 → 01/2024
  Woodbury Financial Services Inc
  Oakdale, MN
• 09/2022 → Present
  Mass Mutual Life Insurance
  College Grove, TN
• 01/2024 → Present
  Osaic Wealth, Inc.
  College Grove, TN

Previous Registrations

• 2004-06-11 → 2024-01-19
  Woodbury Financial Services, Inc.
  Brentwood, TN
  College Grove, TN

Other Businesses

1. RICHARDSON FINANCIAL GROUP POSITION: Sole proprietor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/12/1995 ADDRESS: 6001 Native Pony Trail, College Grove TN 37046, United States DESCRIPTION: No duties any longer - only receive a small amount of renewal commissions on traditional insurance business. 3. WALTER T RICHARDSON POSITION: Financial professional NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/06/2022 ADDRESS: 6001 Native Pony Trail, College Grove TN 37046, United States DESCRIPTION: Selling Life Insurance 3. MASS MUTUAL LIFE INSURANCE POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2022 ADDRESS: 6001 Native Pony Trail, College Grove TN 37046, United States DESCRIPTION: Selling Life Insurance to personal clients. Traditional Life Insurance whole life products not on approved list with broker dealer. 4. NETSTREET BROKERAGE POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/08/2023 ADDRESS: 95 White Bridge Road, Nashville TN 37205, United States DESCRIPTION: Agent for traditional term life insurance for a particular client 5. ADVISOR BRIDGE, INC. POSITION: Vice President NATURE: C Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/01/2025 ADDRESS: 6001 Native Pony Trail, College Grove TN 37046, United States DESCRIPTION: Work with reps/advisors of Osaic Wealth to help them with Practice Management and Sales to grow their individual practice.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-02
• S63 Uniform Securities Agent State Law Examination
  1987-05-21

Other Names

• Tony Richardson
• Walter Thomas Richardson