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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 1998-03-31 |
| TX | RA | APPROVED_RES | 1987-04-10 |
Branch Locations
604 Pleasant Street Suite 110, Beloit, WI 53511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
OUTSIDE INSURANCE; DBA LIFECIRCLE LLC; 12/1/01 - KOLBE CORP 3421 N 44th St Phoenix AX 85018- EXTERNAL SPCLST,1 HR/MTH; 1/1/90 - KANDU ENDWMNT FUND 1741 Adel St Janesville, WI 53546 - Committee Member, 4 HRS PER MNTH; 6/2000 - LifeCircle LLC, MNGNG MBR; 1/1/85 - STATELINE COMMUNITY FOUNDATION(OF BELOIT), 690 3rd St Ste 110 Beloit WI 53511 - GRANTS COMMITTEE MBR,1 HR/MTH; 1/1/85 - BELOIT HEALTH SYSTEM FOUNDATION DONOR RELATIONS 1969 W Hart Rd Beloit WI 53511 - MBR FINAN COMM, 1 HR/MTH; 5/5/14 - ROCK COUNTY 5051 S Main St Janesville, WI 53545 - ADVISORY COUNCIL MEMBER,1 HR/MONTH; 10/15/18 - Transcendental Meditation - Referrals of Clients to TM teachers, 1/hr per month; Administrator or executor of an estate or trustee of a trust for a non-family or family member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-19 |
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