Robert Lester Compton

Current Employers

Employment History

• 06/2005 → Present
  Lpl Financial Llc
  Towson, MD
• 06/2006 → Present
  Compton Financial Group, Llc
  Towson, MD

Other Businesses

1. 06/03/2014 - Jarrettsville Federal Savings Bank - FOR-PROFIT BOARD MEMBER - I AM NOT THE REP OF RECORD; THERE ARE 7 BOARD MEMBERS; COMPANY IS NOT PUBLICLY TRADED AND NOT RAISING CAPITAL; I AM NOT PROVIDING INVESTMENT ADVICE TO THE BOARD; MAJORITY VOTE REQUIRED - TOWSON, MD 2. 12/15/2021 - Red Oak Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/03/2022 - 100 Hours Per Month/100 Hours During Securities Trading. 3. 12/15/2021 - Red Oak Financial - Investment Related - At Reported Business Location(s) - Third Party Administrator (TPA) - Start Date: 01/03/2022 - 40 Hours Per Month/40 Hours During Securities Trading. 4. 03/16/2022 - Red Oak Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 01/03/2022 - 5 Hours Per Month/5 Hours During Securities Trading - Time Spent 5% - I provide investment advisory services through Red Oak Financial Group, an independent investment advisor firm. I started this business activity in 2/2022. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-19

Other Names

• Bob Compton