Nicholas Boccella

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-02-19
TX	RA	APPROVED_RES	2012-05-18
NJ	RA	APPROVED	2012-05-14

FL RA
APPROVED

Since 2018-02-19
TX RA
APPROVED_RES

Since 2012-05-18
NJ RA
APPROVED

Since 2012-05-14

Branch Locations

70 Main St, Chatham, NJ 07928 • United States

Naples, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Chatham	NJ	05/2012	Present

05/2012 → Present

Wells Fargo Advisors Financial Network, Llc

Chatham, NJ

Previous Registrations

2009-06-01 → 2012-05-16

Morgan Stanley

Morristown, NJ

Florham Park, NJ
1994-07-14 → 2009-06-01

Citigroup Global Markets Inc.

Florham Park, NJ

Florham Park, NJ

Other Businesses

FISHERMAN DUNES PROPERTY OWNERS ASSOCIATION, INV RELATED, MANTOLOKING, NJ, TREASURER, START 10/16/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS TO DISCUSS COMMON AREAS AND HIRING LIFEGUARDS IN THE SUMMER, MAINTAINING ASSOCIATION CHECKING ACCOUNT. MARQUIS WEALTH ADVISORS LLC, INV RELATED, CHATHAM, NJ, 25% OWNERSHIP, START 5/1/2012, 160 HOURS PER MONTH, 140 HOURS DURING TRADING, FINET PRACTICE. HART-HAMP INC, INVT RELATED, GREEN VILLAGE, NJ, 100% OWNERSHIP, START DATE 6/1/2012, 240 HRS PER MONTH, 140 HOURS DURING TRADING, S CORP FOR FINET PRACTICE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-04-01
S63	Uniform Securities Agent State Law Examination	1986-09-02

S65 Uniform Investment Adviser Law Examination

1992-04-01
S63 Uniform Securities Agent State Law Examination

1986-09-02

Other Names

Nicholas Anthony Boccella
Nick Boccella

View on SEC IAPD